计算机应用 ›› 2016, Vol. 36 ›› Issue (8): 2197-2201.DOI: 10.11772/j.issn.1001-9081.2016.08.2197

• 网络与通信 • 上一篇    下一篇

基于协方差矩阵降维稀疏表示的二维波达方向估计

李文杰1,2, 杨涛1,2, 梅艳莹1,2   

  1. 1. 西南科技大学 信息工程学院, 四川 绵阳 621010;
    2. 西南科技大学 特殊环境机器人技术四川省重点实验室, 四川 绵阳 621010
  • 收稿日期:2016-01-18 修回日期:2016-03-06 出版日期:2016-08-10 发布日期:2016-08-10
  • 通讯作者: 杨涛
  • 作者简介:李文杰(1990-),男,江苏连云港人,硕士研究生,主要研究方向:阵列信号处理、并行计算;杨涛(1972-),男,四川绵阳人,教授,博士,主要研究方向:机电系统仿真、优化与控制、声学阵列信号处理;梅艳莹(1989-),女,河南南阳人,讲师,硕士,主要研究方向:精密检测。
  • 基金资助:
    国家自然科学基金资助项目(F011102);西南科技大学研究生创新基金资助项目(16ycx098)。

Two-dimensional direction-of-arrival estimation based on sparse representation of reduced covariance matrix

LI Wenjie1,2, YANG Tao1,2, MEI Yanying1,2   

  1. 1. School of Information Engnieering, Southwest University of Science and Thechnology, Mianyang Sichuan 621010, China;
    2. Fund of Robot Technology Used for Special Environment Key Laboratory of Sichuan Province, Southwest University of Science and Thechnology, Mianyang Sichuan 621010, China
  • Received:2016-01-18 Revised:2016-03-06 Online:2016-08-10 Published:2016-08-10
  • Supported by:
    This work is partially supported by the National Natural Science Foundation of China (F011102), the Postgraduate Innovation Fund Project by Southwest University of Science and Technology (16ycx098).

摘要: 针对稀疏重构下二维波达方向(2D-DOA)估计存在计算量大的问题,提出一种基于协方差矩阵降维稀疏表示的二维波达方向估计方法。首先引入空间角构造流形矢量矩阵冗余字典,将方位角和俯仰角组合从二维空间映射到一维空间,降低了字典的长度和求解复杂度,并且能自动实现俯仰角和方位角配对;其次改进了样本协方差矩阵的稀疏表示模型,对该模型进行了降维处理;然后由协方差矩阵稀疏重构的残差约束特性得到约束残差项置信区间,避免采用正则化方法导致参数选取困难;最后通过凸优化包实现了二维波达方向的估计。仿真实验表明,待选取的协方差矩阵列数达到某个阈值(在只有两个入射信号情况下该值为3)时,可准确实现入射信号角的估计;当信噪比(SNR)较小(<5dB)时,该方法估计精度优于基于空间角的特征矢量算法;低快拍数(<100)下该方法估计精度略低于特征矢量法,但小间隔角度下估计精度与后者相当。

关键词: 稀疏表示, 二维波达方向估计, 协方差矩阵, 空间角, L型阵列

Abstract: Since the computational load of Two-Dimensional Direction-Of-Arrival (2D-DOA) estimation using sparse reconstruction is high, a 2D-DOA estimation algorithm based on sparse representation of reduced covariance matrix was proposed. Firstly, the manifold vector matrix redundant dictionary was constructed by using space angle, which maps the azimuth angle and pitch angle from two-dimensional space to one-dimensional space. Consequently, the length of the dictionary and the computational complexity were greatly reduced, and the pitch angle and the azimuth angle could be automatically matched. Secondly, the sampled covariance matrix sparse representation model was improved to reduce its model dimension. Then, constraint residual confidence intervals were obtained by the residual constraint characteristics of the sparse reconstruction of the covariance matrix to avoid the choice of regularization parameters. Finally, the 2D-DOA estimation was realized via convex optimization package. Simulation results show that the incident angle can be accurately estimated when selected covariance matrix column reaches a threshold (the number is 3 in the presence of 2 incident signals). As compared with the feature vector method based on space angle, the estimation accuracy of the proposed method is higher when the Signal-to-Noise Ratio (SNR) is relatively small (<5dB), and is slightly lower under small number of snapshots (<100); both methods have similar estimation accuracy with small angle intervals.

Key words: sparse representation, Two-Dimensional Direction-Of-Arrival(2D-DOA) estimation, covariance matrix, space angle, L-shaped array

中图分类号: